Iuliana Keyes

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2004 → Present
  Thomas Financial Group
  Troy, MI
• 09/2009 → Present
  Osaic Wealth, Inc.
  New York, NY
• 10/2023 → Present
  Vim Captial
  Troy, MI

Other Businesses

1) THOMAS FINANCIAL GROUP, LLC POSITION: Agent NATURE: I am an agent for the Thomas Financial Group LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 5 START DATE: 08/01/2015 ADDRESS: 901 Tower Drive #180, troy MI 48098, United States DESCRIPTION: Selling term life and fixed annuities 2) KEYES FINANCIAL POSITION: President NATURE: S Corp INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 01/01/2018 ADDRESS: 901 tower drive, 180, troy MI 48098, United States DESCRIPTION: This is the entity I use to pay overhead, employee salaries/rates 3) FERNCARE FREE CLINIC INC. POSITION: Board Member NATURE: This is a pro bono work for a clinic that provides free healthcare to people without insurance. INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 09/21/2022 ADDRESS: 751 E 9 Mile Rd, Ferndale MI 48220, United States DESCRIPTION: Help with fundraising, furthering their mission of providing care and helping people navigate the health care system. 4) IULIANA KEYES POSITION: Owner NATURE: Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 15 SECURITIES TRADING HOURS: 10 START DATE: 06/18/2016 ADDRESS: 901 Tower Drive, Suite 180, Troy MI 48098, United States DESCRIPTION: Fixed insurance sales. 5) BUSINESS CATS LLC POSITION: Owner NATURE: LLC- it holds a building that I am planning to turn into an office in 2025 INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 01/09/2024 ADDRESS: 901 tower Drive, #180, Troy MI 48098, United States DESCRIPTION: I am working on remodeling the building and bringing it to code. 6) VIM CAPITAL POSITION: Owner NATURE: S Corp INVESTMENT RELATED: Yes NUMBER OF HOURS: 120 SECURITIES TRADING HOURS: 120 START DATE: 07/20/2023 ADDRESS: 901 Tower Drive, Suite 180, Troy MI 48098, United States DESCRIPTION: DBA disclosure only 7) ADVISOR SHARE POSITION: shareholder NATURE: Insurance Agency INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 05/01/2024 ADDRESS: 901 tower drive, 180, troy MI 48098, United States DESCRIPTION: In May of 2024 I was approved and received a letter of understanding from compliance to participate in a private securities transaction (PST) with AdvisorShare. There was no upfront investment, instead our annual production will earn shares that ultimately may be of value if AdvisorShare sells at a to be determined point in the future. 8) VIM CAPITAL POSITION: Financial Advisor NATURE: Corporation- Vim Capital INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 04/21/2026 ADDRESS: 23422 Woodward Ave, Ferndale MI 48220, United States DESCRIPTION: Disclosing Secondary location

Exams

• S65 Uniform Investment Adviser Law Examination
  2015-04-08
• S63 Uniform Securities Agent State Law Examination
  2011-01-18

Other Names

• Iuliana Pacurariu