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Daxton Cade Martin

Cetera Investment Advisers LLC

Dallas, TX

CRD 4888784

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Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-08-10
  • TX RA
    APPROVED
    Since 2023-08-10

Branch Locations

3030 Lbj Fwy Ste 1450, Dallas, TX 75234 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Minnesota Life Ins Co St Paul MN 12/2004 08/2023
Securian Financial Services, Inc St Paul MN 12/2004 08/2023
Martin Financial Group Dallas TX 12/2004 Present
Cetera Wealth Services, Llc Dallas TX 08/2023 Present
Cetera Investment Advisers Llc Schaumburg IL 08/2023 Present
  • 12/2004 → 08/2023
    Minnesota Life Ins Co
    St Paul, MN
  • 12/2004 → 08/2023
    Securian Financial Services, Inc
    St Paul, MN
  • 12/2004 → Present
    Martin Financial Group
    Dallas, TX
  • 08/2023 → Present
    Cetera Wealth Services, Llc
    Dallas, TX
  • 08/2023 → Present
    Schaumburg, IL
Previous Registrations
  • 2005-01-17 → 2023-08-10
    Securian Financial Services, Inc.
    Dallas, TX
    Dallas, TX
    St. Paul, MN
Other Businesses

1) MARTIN FIXED INSURANCE POSITION: Agent/Broker NATURE: Fixed Insurance Sales INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 11/01/2004 ADDRESS: , Dallas TX , United States DESCRIPTION: Agent/Broker 2) NAME OF OTHER BUSINESS: MFG LLC, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: EXPENSE MANAGEMENT, START DATE: 01/2018, POSITION/TITLE/RELATIONSHIP: MEMBER, APX NUMBER OF HOURS PER WEEK: 1, APX NUMBER OF HOURS DURING TRADING HOURS: 0, BRIEF DESCRIPTION OF DUTIES: CREATED FOR TAX PURPOSES FOR FINANCIAL SERVICES RELATED COMPENSATION; 3) NAME OF OTHER BUSINESS: MARTIN FINANCIAL GROUP; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERIVCES; START DATE: 12/2004; POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-01-14
  • S66 Uniform Combined State Law Examination
    2005-01-14

View on SEC IAPD

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