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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-12-09 |
| TX | RA | APPROVED | 2024-12-09 |
Branch Locations
2029 Century Park E Floor 39, Los Angeles, CA 90067 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ucla Event Services | Los Angeles | CA | 04/2015 | 05/2017 |
| University Of California | Los Angeles | CA | 09/2013 | 06/2017 |
| Ubs Financial Services Inc. | Beverly Hills | CA | 07/2017 | 08/2022 |
| First Republic Securities Company, Llc | Los Angeles | CA | 08/2022 | 04/2023 |
| First Republic Investment Management Inc | Los Angeles | CA | 08/2022 | 04/2023 |
| Jpmorgan Chase Bank, N.A. | Los Angeles | CA | 11/2024 | Present |
| J.P. Morgan Securities Llc | Los Angeles | CA | 11/2024 | Present |
| Bernstein Private Wealth Management | Los Angeles | CA | 04/2023 | 11/2024 |
| Ubs Financial Services Inc | Beverly Hills | CA | 06/2016 | 06/2017 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-10-05 |
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