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222 S Mill Ave Ste 800, Tempe, AZ 85281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2026-07-29 |
| FL | RA | APPROVED | 2026-04-14 |
| TX | RA | APPROVED | 2021-07-19 |
| AZ | RA | APPROVED | 2021-05-06 |
Branch Locations
Fort Lauderdale, FL • United States
222 S Mill Ave Ste 800, Tempe, AZ 85281 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley | Oak Brook | IL | 06/2016 | 09/2017 |
| Morgan Stanley Private Bank, N.A. | Chicago | IL | 11/2016 | 10/2017 |
| Data Axle | Chicago | IL | 10/2017 | 12/2024 |
| Optima Capital Management | Fort Lauderdale | FL | 10/2020 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2020-10-03 |
| S66 | Uniform Combined State Law Examination | 2016-08-19 |
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