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Humberto Castulo Cruz-Ortiz

Wells Fargo Clearing Services, LLC

Jacksonville, FL

Ocala, FL

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2021-04-09
  • FL RA
    APPROVED
    Since 2021-04-09

Branch Locations

1 Independent Drive 24Th Fl [F4-Rbo], Jacksonville, FL 32202 • United States

9488 Sw 80Th Ave, Ocala, FL 34481 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Ocala FL 06/2016 11/2016
Wells Fargo Bank Na Ocala FL 12/2013 Present
Wells Fargo Clearing Services, Llc Ocala FL 11/2016 Present
  • 06/2016 → 11/2016
    Wells Fargo Advisors Llc
    Ocala, FL
  • 12/2013 → Present
    Wells Fargo Bank Na
    Ocala, FL
  • 11/2016 → Present
    Wells Fargo Clearing Services, Llc
    Ocala, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-04-08
S63 Uniform Securities Agent State Law Examination 2016-11-17
  • S66 Uniform Combined State Law Examination
    2021-04-08
  • S63 Uniform Securities Agent State Law Examination
    2016-11-17
Other Names
  • Humberto Cruzortiz

View on SEC IAPD

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