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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2020-12-03 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Securities America, Inc. | Lancaster | PA | 02/2018 | 12/2020 |
| Phoenix Contact | Middletown | PA | 09/2016 | 12/2017 |
| Securities America Advisors | Lancaster | PA | 08/2019 | 12/2020 |
| Lpl Financial Llc | Lancaster | PA | 12/2020 | Present |
1)11/03/2020 - Integrity Financial Services - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) - start: 12/2019
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2018-03-12 |
| S63 | Uniform Securities Agent State Law Examination | 2016-08-22 |
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