Kenneth A Finkelson

Current Employers

Strategic Advisers Llc

155 Seaport Blvd, Boston, MA 02210-2698 • United States

Current Registrations

Authority	Category	Status	Date
NV	RA	APPROVED	2025-03-31
TX	RA	APPROVED_RES	2025-03-31

NV RA
APPROVED

Since 2025-03-31
TX RA
APPROVED_RES

Since 2025-03-31

Branch Locations

Las Vegas, NV • United States

2225 Village Walk Drive Shops At Green Valley Ranch Ste 199, Henderson, NV 89052-5680 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Fidelity Brokerage Services, Inc.	Henderson	NV	06/1998	Present
Fidelity Personal And Workplace Advisors	Boston	MA	07/2018	Present
Fidelity Investments	Boston	MA	03/2025	Present

06/1998 → Present

Fidelity Brokerage Services, Inc.

Henderson, NV
07/2018 → Present

Fidelity Personal And Workplace Advisors

Boston, MA
03/2025 → Present

Fidelity Investments

Boston, MA

Previous Registrations

2018-07-13 → 2025-03-31

Fidelity Personal And Workplace Advisors

Boston, MA

Las Vegas, NV

Henderson, NV
2004-07-21 → 2018-07-13

Strategic Advisers Llc

Henderson, NV

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2004-07-10
S63	Uniform Securities Agent State Law Examination	1998-12-07

S66 Uniform Combined State Law Examination

2004-07-10
S63 Uniform Securities Agent State Law Examination

1998-12-07

Other Names

Kenneth Alan Finkelson

View on SEC IAPD