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Lindsey Nicole Kohler

Morgan Stanley

Morristown, NJ

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-03-19
NJ RA APPROVED 2019-07-17
  • TX RA
    APPROVED_RES
    Since 2020-03-19
  • NJ RA
    APPROVED
    Since 2019-07-17

Branch Locations

340 Mount Kemble Avenue, Morristown, NJ 07960 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ftb Advisors, Inc. Nashville TN 03/2016 10/2017
Summit Equities, Inc. Parsippany NJ 10/2017 12/2018
Summit Financial Resources, Inc. Parsippany NJ 10/2017 09/2018
Summit Risk Management, Inc. Parisppany NJ 10/2017 09/2018
Purshe Kaplan Sterling Investments Albany NY 09/2018 06/2019
Summit Financial, Llc Parsippany NJ 12/2018 06/2019
Morgan Stanley Morristown NJ 07/2019 Present
  • 03/2016 → 10/2017
    Ftb Advisors, Inc.
    Nashville, TN
  • 10/2017 → 12/2018
    Summit Equities, Inc.
    Parsippany, NJ
  • 10/2017 → 09/2018
    Summit Financial Resources, Inc.
    Parsippany, NJ
  • 10/2017 → 09/2018
    Summit Risk Management, Inc.
    Parisppany, NJ
  • 09/2018 → 06/2019
    Purshe Kaplan Sterling Investments
    Albany, NY
  • 12/2018 → 06/2019
    Summit Financial, Llc
    Parsippany, NJ
  • 07/2019 → Present
    Morgan Stanley
    Morristown, NJ
Previous Registrations
  • 2019-01-03 → 2019-07-09
    Summit Financial, Llc
    Parsippany, NJ
  • 2017-11-03 → 2018-12-27
    Summit Equities, Inc.
    Parsippany, NJ
  • 2017-11-02 → 2018-09-20
    Summit Financial Resources Inc
    Parsippany, NJ
  • 2016-10-24 → 2017-10-04
    First Horizon Advisors, Inc.
    Nashville, TN
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-10-24
  • S66 Uniform Combined State Law Examination
    2016-10-24
Other Names
  • Lindsey Nicole Adamson
  • Lindsey Nicole Brickel
  • Lindsey Brickel

View on SEC IAPD

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Eric Lee Brubaker
FRANK Charles WARD
THOMAS PATRICK ZINCKGRAF
BERNARD MARK KIELY
YVONNE CICETTI KIELY
WILLIAM MOUQUIN WEISS
JOSEPH HENDRICK

Other Offices

EDWARD JONES · MORRISTOWN, NJ
CIRCLE SQUARED ALTERNATIVE INVESTMENTS, LLC · MORRISTOWN, NJ
LPL FINANCIAL LLC · MORRISTOWN, NJ
KIELY CAPITAL MANAGEMENT, INC. · MORRISTOWN, NJ
LPL FINANCIAL LLC · MORRISTOWN, NJ
MML INVESTORS SERVICES, LLC · Morristown, NJ
EQUITABLE ADVISORS, LLC · MORRISTOWN, NJ
HIMCO, LLC · MORRISTOWN, NJ

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