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Ruben G Torres

Wells Fargo Clearing Services, LLC

New York, NY

CRD 6663828

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Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2026-08-28
NY RA APPROVED 2026-08-27
TX RA APPROVED 2026-08-27
  • NJ RA
    APPROVED
    Since 2026-08-28
  • NY RA
    APPROVED
    Since 2026-08-27
  • TX RA
    APPROVED
    Since 2026-08-27

Branch Locations

1 Penn Plz Fl 27, New York, NY 10119 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.p Morgan & Chase New York NY 07/2015 08/2020
Jp Morgan Securities Llc. New York NY 09/2020 08/2026
Jp Morgan Chase Bank, Na New York NY 09/2020 08/2026
Wells Fargo Clearing Services, Llc New York NY 08/2026 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-10-04
S63 Uniform Securities Agent State Law Examination 2020-12-18
  • S66 Uniform Combined State Law Examination
    2023-10-04
  • S63 Uniform Securities Agent State Law Examination
    2020-12-18
Other Names
  • Ruben Gerardo Torres

View on SEC IAPD

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