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Jiangning Liu

J.P. Morgan Securities LLC

Santa Clara, CA

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-04-12
CA RA APPROVED 2020-12-24
  • TX RA
    APPROVED_RES
    Since 2024-04-12
  • CA RA
    APPROVED
    Since 2020-12-24

Branch Locations

2782 Augustine Dr, Santa Clara, CA 95054 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank Santa Clara CA 05/2016 08/2019
Jpmorgan Securities Llc Santa Clara CA 05/2016 08/2019
Pilot Construction Management Inc San Francisco CA 01/2016 09/2020
Merrill Lynch, Pierce, Fenner & Smith Incorporated San Jose CA 08/2019 12/2020
Bank Of America, N.A. San Jose CA 08/2019 12/2020
Jpmorgan Chase Bank, N.A. Santa Clara CA 12/2020 Present
J.P. Morgan Securities Llc Santa Clara CA 12/2020 Present
  • 05/2016 → 08/2019
    Jpmorgan Chase Bank
    Santa Clara, CA
  • 05/2016 → 08/2019
    Jpmorgan Securities Llc
    Santa Clara, CA
  • 01/2016 → 09/2020
    Pilot Construction Management Inc
    San Francisco, CA
  • 08/2019 → 12/2020
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    San Jose, CA
  • 08/2019 → 12/2020
    Bank Of America, N.A.
    San Jose, CA
  • 12/2020 → Present
    Jpmorgan Chase Bank, N.A.
    Santa Clara, CA
  • 12/2020 → Present
    J.P. Morgan Securities Llc
    Santa Clara, CA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-11-04
S63 Uniform Securities Agent State Law Examination 2016-08-04
  • S66 Uniform Combined State Law Examination
    2019-11-04
  • S63 Uniform Securities Agent State Law Examination
    2016-08-04
Other Names
  • Edison Liu

View on SEC IAPD

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