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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-01-12
LA RA APPROVED 2023-01-10
  • TX RA
    APPROVED_RES
    Since 2023-01-12
  • LA RA
    APPROVED
    Since 2023-01-10

Branch Locations

4400 General Degaulle Dr, New Orleans, LA 70131 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Capital One Bank New Orleans LA 07/2006 07/2018
Capital One Investing, Llc New Orleans LA 06/2016 07/2018
Capital One Advisors, Llc New Orleans LA 12/2016 07/2018
Woodbury Financial Services, Inc. New Orleans LA 07/2018 01/2023
J.P. Morgan Securities Llc New Orleans LA 01/2023 Present
Jpmorgan Chase Bank, N.A. New Orleans LA 01/2023 Present
Bezou Financial Planning Group Llc New Oreleans LA 07/2018 01/2023
  • 07/2006 → 07/2018
    Capital One Bank
    New Orleans, LA
  • 06/2016 → 07/2018
    Capital One Investing, Llc
    New Orleans, LA
  • 12/2016 → 07/2018
    Capital One Advisors, Llc
    New Orleans, LA
  • 07/2018 → 01/2023
    Woodbury Financial Services, Inc.
    New Orleans, LA
  • 01/2023 → Present
    New Orleans, LA
  • 01/2023 → Present
    Jpmorgan Chase Bank, N.A.
    New Orleans, LA
  • 07/2018 → 01/2023
    Bezou Financial Planning Group Llc
    New Oreleans, LA
Previous Registrations
  • 2018-07-11 → 2023-01-11
    Woodbury Financial Services, Inc.
    New Orleans, LA
    New Orleans, LA
  • 2017-02-22 → 2018-07-11
    Capital One Advisors, Llc
    New Orleans, LA
    Mclean, VA
    New Orleans, LA
    Harvey, LA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-12-20
  • S66 Uniform Combined State Law Examination
    2016-12-20
Other Names
  • Corey Richardson
  • Corey R Richardson
  • Corey Reid Richardson

View on SEC IAPD

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