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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-01-12 |
| LA | RA | APPROVED | 2023-01-10 |
Branch Locations
4400 General Degaulle Dr, New Orleans, LA 70131 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Capital One Bank | New Orleans | LA | 07/2006 | 07/2018 |
| Capital One Investing, Llc | New Orleans | LA | 06/2016 | 07/2018 |
| Capital One Advisors, Llc | New Orleans | LA | 12/2016 | 07/2018 |
| Woodbury Financial Services, Inc. | New Orleans | LA | 07/2018 | 01/2023 |
| J.P. Morgan Securities Llc | New Orleans | LA | 01/2023 | Present |
| Jpmorgan Chase Bank, N.A. | New Orleans | LA | 01/2023 | Present |
| Bezou Financial Planning Group Llc | New Oreleans | LA | 07/2018 | 01/2023 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-12-20 |
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