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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
ME RA APPROVED 2005-05-19
  • ME RA
    APPROVED
    Since 2005-05-19

Branch Locations

Two Portland Sq Ste 700, Portland, ME 04101 • United States

North Yarmouth, ME • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Portland ME 09/2005 03/2020
Ameriprise Financial Services, Llc Portland ME 03/2020 Present
Other Businesses

Board of Directors; Andwell Health Partners; Board Member; 15 Strawberry Ave, , Lewiston, ME, 04240; Not Investment-Related; 01/01/2024; 1 to 9 hours per month; 1 to 9 during trading hours / Cumberland/North Yarmouth Little League; Board Member; PO Box 41, , Cumberland, ME, 04021; Not Investment-Related; 01/01/2025; 1 to 9 hours per month; 0 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-05-18
  • S66 Uniform Combined State Law Examination
    2005-05-18

View on SEC IAPD

Other Firms

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