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Eric Richard Lockerman

Novare Capital Management

Charlotte, NC

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Current Employers
Novare Capital Management

2825 South Boulevard Suite 440, Charlotte, NC 28209 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2021-07-15
  • NC RA
    APPROVED
    Since 2021-07-15

Branch Locations

2825 South Boulevard Suite 440, Charlotte, NC 28209 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tiaa Charlotte NC 06/2016 07/2019
Novare Capital Management, Llc Charlotte NC 06/2021 Present
Wells Fargo Bank, Na Salisbury NC 07/2019 06/2021
  • 06/2016 → 07/2019
    Tiaa
    Charlotte, NC
  • 06/2021 → Present
    Novare Capital Management, Llc
    Charlotte, NC
  • 07/2019 → 06/2021
    Wells Fargo Bank, Na
    Salisbury, NC
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2019-11-06
S63 Uniform Securities Agent State Law Examination 2016-07-21
  • S65 Uniform Investment Adviser Law Examination
    2019-11-06
  • S63 Uniform Securities Agent State Law Examination
    2016-07-21
Other Names
  • Eric Richard Lockerman
  • Eric Lockerman

View on SEC IAPD

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