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Marysville, KS • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KS | RA | APPROVED | 2023-04-28 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Regal Securities | Marysville | KS | 06/2007 | 07/2019 |
| Regal Securities | Glenview | IL | 07/2007 | 08/2019 |
| Affinity Financial Advisors | Lawrence | KS | 07/2019 | 11/2023 |
| Ryan Smith Financial Services | Marysville | KS | 03/2023 | Present |
| Ryan Smith Financial Services | Marysville | KS | 03/2023 | Present |
1. FIRST ASSURED MORTGAGE, NON INVESTMENT RELATED, 4830 BOB BILLINGS PKWY, STE 100A, LAWRENCE, KS 66049, MORTGAGE ORIGINATION, MORTGAGE LOAN ORIGINATOR, 41367, 8 HOURS A MONTH, 1 HOUR DURING TRADING HOURS, DISCUSSING MORTGAGE PRODUCTS WITH CUSTOMERS 2. RYAN SMITH FINANCIAL SERVICES. 706 N 20TH ST, MARYSVILLE, KS 66508. START DATE-1/2009. INVESTMENT RELATED (REGARDING FIXED INDEXED ANNUITIES). NATURE OF BUSINESS-LIFE INSURANCE SALES, LTC AND FIXED INVESTMENT PRODUCTS/LOAN PREQUALIFICATION ASSISTANCE. POSITION HELD-INSURANCE AGENT/CORRESPONDENT. 2-4 HOURS WORKED PER MONTH. 0 HOURS DURING SECURITIES TRADING HOURS.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-05-18 |
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