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Andrew J Capecci

LPl Financial LLC

Fort Mill, SC

Charlotte, NC

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APP_PEND_IARCE 2026-01-01
NC RA APPROVED 2022-06-17
  • SC RA
    APP_PEND_IARCE
    Since 2026-01-01
  • NC RA
    APPROVED
    Since 2022-06-17

Branch Locations

1055 Lpl Way, Fort Mill, SC 29715 • United States

Charlotte, NC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Charlotte NC 07/2017 07/2018
Unemployed Charlotte NC 08/2016 07/2017
Morgan Stanley Private Bank, National Association New York NY 10/2017 07/2018
Merrill Lynch, Pierce, Fenner & Smith Incorporated Matthews NC 12/2018 06/2021
Bank Of America, N.A Matthews NC 12/2018 06/2021
Unemployed Charlotte NC 07/2012 12/2018
Ameriprise Financial Services, Llc Columbia SC 07/2021 05/2022
Lpl Financial Llc Charlotte NC 06/2022 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-09-21
  • S66 Uniform Combined State Law Examination
    2017-09-21
Other Names
  • Andrew Capecci
  • Andrew John Capecci

View on SEC IAPD

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Other Investors

ALPESH JITENDRA PATEL
Tamrah Jennifer Bordini
MATTHEW N WALLEN
RAMIRO IGNACIO PARES
NILDA MELGAREJO DE BOYRIE
STEVEN Samuel SHANEYFELT
Katie Wineski Riegel
Christopher Wayne McAlister

Other Offices

STATE FARM INVESTMENT MANAGEMENT CORP. · Fort Mill, SC
BELLEAIR WEALTH MANAGEMENT, LLC · Fort Mill, SC
WEALTHCARE ADVISORY PARTNERS LLC · Fort Mill, SC
INSIGHT SECURITIES, INC. · Fort Mill, SC
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Fort Mill, SC
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Ft Mill, SC
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Ft Mill, SC
EDWARD JONES · FORT MILL, SC

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