Kenric Jermayne Farlow

Current Employers

Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2026-01-05
IN	RA	APPROVED	2015-12-16

TX RA
APPROVED_RES

Since 2026-01-05
IN RA
APPROVED

Since 2015-12-16

Branch Locations

8332 Woodfield Crossing Blvd, Indianapolis, IN 46240-2482 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Charles Schwab & Co., Inc.	Indianapolis	IN	11/2004	Present
Charles Schwab Bank, Ssb	Indianapolis	IN	06/2022	Present

11/2004 → Present

Charles Schwab & Co., Inc.

Indianapolis, IN
06/2022 → Present

Charles Schwab Bank, Ssb

Indianapolis, IN

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2015-12-14
S63	Uniform Securities Agent State Law Examination	2011-11-17

S66 Uniform Combined State Law Examination

2015-12-14
S63 Uniform Securities Agent State Law Examination

2011-11-17

View on SEC IAPD

Current Employers

Charles Schwab & Co., Inc.

Disclosures

Employment History

Exams

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