Luke James Swirtz

Employer firm

The Life Group Financial Services CRD 277091

$146M regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2014 → 02/2023
  Allianz Life Insurance Company Of North America
  Minneapolis, MN
• 06/2016 → 02/2023
  Allianz Life Financial Services Llc
  Minneapolis, MN
• 02/2015 → Present
  City Of Carver
  Carver, MN
• 02/2023 → 01/2026
  American Equity Investment Life Insurance Company
  Des Moines, IA
• 02/2024 → 01/2026
  Ael Financial Services, Llc
  Des Moines, IA
• 01/2026 → Present
  The Life Group Financial Services
  Dubuque, IA

Other Businesses

1) Carver Fire Department & Carver Fire Relief ; not investment related; 801 Jonathan Carver Parkway Carver MN 55315; Fire Department and Relief Association; Captain 1 and Trustee; 2/1/2015 and 12/15/2023; 20 hours/month, none during security hours; I am a paid on call firefighter and a trustee of the relief association where we do fundraisers to support the relief to provide aid to firefighters. 2) Multiline Insurance Agent (Independent), offering Life Insurance, Annuity, Medicare Supplements, etc. 5 hrs/week, none during security hours.

Exams

• S65 Uniform Investment Adviser Law Examination
  2026-01-07
• S63 Uniform Securities Agent State Law Examination
  2016-07-08