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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2016-10-26
NV RA APPROVED 2016-10-25
  • TX RA
    APPROVED
    Since 2016-10-26
  • NV RA
    APPROVED
    Since 2016-10-25

Branch Locations

450 N Stephanie St, Henderson, NV 89014 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Las Vegas NV 06/2016 Present
Bank Of America, N.A. Las Vegas NV 10/2016 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-08-23
  • S66 Uniform Combined State Law Examination
    2016-08-23
Other Names
  • Michael A Rishmawy

View on SEC IAPD

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