Best Investors Account Sign in

James Griffin

Fifth Third Securities, Inc.

Spring Hill, TN

Fairview, TN

Nashville, TN

Claim This Profile
Current Employers
Fifth Third Securities, Inc.

34 Fountain Square Plaza Md 1090Xb, Cincinnati, OH 45263 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2022-11-18
  • TN RA
    APPROVED
    Since 2022-11-18

Branch Locations

3008 Belshire Village Dr, Spring Hill, TN 37174 • United States

2191 Fairview Blvd, Fairview, TN 37062 • United States

8042 Hwy 100, Nashville, TN 37221 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Marshall Brown State Farm Madison TN 05/2016 11/2020
Fifth Third Bank Franklin TN 11/2020 Present
Fifth Third Securities Franklin TN 04/2022 Present
  • 05/2016 → 11/2020
    Marshall Brown State Farm
    Madison, TN
  • 11/2020 → Present
    Fifth Third Bank
    Franklin, TN
  • 04/2022 → Present
    Fifth Third Securities
    Franklin, TN
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-11-18
S63 Uniform Securities Agent State Law Examination 2022-08-22
  • S65 Uniform Investment Adviser Law Examination
    2022-11-18
  • S63 Uniform Securities Agent State Law Examination
    2022-08-22
Other Names
  • James Griffin

View on SEC IAPD

More in Spring Hill, TN

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor