Best Investors Account Sign in
Inactive

Claudia Frances Rodriguez

Falcon Wealth Planning, Inc.

Traverse City, MI

Ontario, CA

Claim This Profile
Current Employers
Falcon Wealth Planning, Inc.

3400 Inland Empire Blvd. Suite 100, Ontario, CA 91764 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-05-11
MI RA APPROVED 2026-05-11
TX RA APPROVED 2026-05-11
  • CA RA
    APPROVED
    Since 2026-05-11
  • MI RA
    APPROVED
    Since 2026-05-11
  • TX RA
    APPROVED
    Since 2026-05-11

Branch Locations

Traverse City, MI • United States

3400 Inland Empire Blvd. Suite 100, Ontario, CA 91764 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones Traverse City MI 06/2016 03/2021
Commonwealth Financial Network Waltham MA 03/2021 02/2026
Horizon Financial Traverse City MI 03/2021 03/2026
Falcon Wealth Planning, Inc. Traverse City MI 04/2026 Present
Previous Registrations
  • 2021-03-05 → 2026-02-26
    Commonwealth Financial Network
    Traverse City, MI
    Ludington, MI
  • 2016-10-07 → 2021-03-08
    Edward Jones
    Traverse City, MI
    St Louis, MO
    Traverse City, MI
    Traverse City, MI
    Traverse City, MI
    Traverse City, MI
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-08-08
  • S66 Uniform Combined State Law Examination
    2016-08-08
Designations
Other Names
  • Claudia Frances Okma
  • Claudia Frances Herman
  • Claudia Frances Rodriguez
  • Claudia F Okma
  • Claudia F Rodriguez

View on SEC IAPD

More in Traverse City, MI

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor