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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-04-28 |
| TX | RA | APPROVED | 2025-11-03 |
Branch Locations
3160 W Apache Trail, Apache Junction, AZ 85120 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Vanguard Group, Inc. | Scottsdale | AZ | 10/2016 | 10/2019 |
| Self-Employed | Scottsdale | AZ | 10/2016 | 02/2024 |
| Val Vista Capital Management, Llc | Sun Lakes | AZ | 10/2019 | 12/2019 |
| Morgan Stanley Smith Barney Llc | Gilbert | AZ | 06/2020 | 11/2020 |
| Vincentbenjamin | Phoenix | AZ | 02/2020 | 06/2020 |
| Robinhood Financial, Llc | Tempe | AZ | 11/2020 | 05/2022 |
| Morgan Stanley Smith Barney Llc | Scottsdale | AZ | 08/2022 | 02/2024 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Everett | WA | 02/2024 | Present |
| Netzel Financial | Sun Lakes | AZ | 10/2019 | 12/2019 |
| Bank Of America, N.A | Everett | WA | 03/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-09-20 |
| S63 | Uniform Securities Agent State Law Examination | 2016-07-14 |
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