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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-04-28
TX RA APPROVED 2025-11-03
  • CA RA
    APPROVED
    Since 2026-04-28
  • TX RA
    APPROVED
    Since 2025-11-03

Branch Locations

3160 W Apache Trail, Apache Junction, AZ 85120 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Vanguard Group, Inc. Scottsdale AZ 10/2016 10/2019
Self-Employed Scottsdale AZ 10/2016 02/2024
Val Vista Capital Management, Llc Sun Lakes AZ 10/2019 12/2019
Morgan Stanley Smith Barney Llc Gilbert AZ 06/2020 11/2020
Vincentbenjamin Phoenix AZ 02/2020 06/2020
Robinhood Financial, Llc Tempe AZ 11/2020 05/2022
Morgan Stanley Smith Barney Llc Scottsdale AZ 08/2022 02/2024
Merrill Lynch, Pierce, Fenner & Smith Incorporated Everett WA 02/2024 Present
Netzel Financial Sun Lakes AZ 10/2019 12/2019
Bank Of America, N.A Everett WA 03/2024 Present
  • 10/2016 → 10/2019
    The Vanguard Group, Inc.
    Scottsdale, AZ
  • 10/2016 → 02/2024
    Self-Employed
    Scottsdale, AZ
  • 10/2019 → 12/2019
    Val Vista Capital Management, Llc
    Sun Lakes, AZ
  • 06/2020 → 11/2020
    Morgan Stanley Smith Barney Llc
    Gilbert, AZ
  • 02/2020 → 06/2020
    Vincentbenjamin
    Phoenix, AZ
  • 11/2020 → 05/2022
    Robinhood Financial, Llc
    Tempe, AZ
  • 08/2022 → 02/2024
    Morgan Stanley Smith Barney Llc
    Scottsdale, AZ
  • 02/2024 → Present
    Everett, WA
  • 10/2019 → 12/2019
    Netzel Financial
    Sun Lakes, AZ
  • 03/2024 → Present
    Bank Of America, N.A
    Everett, WA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-09-20
S63 Uniform Securities Agent State Law Examination 2016-07-14
  • S66 Uniform Combined State Law Examination
    2019-09-20
  • S63 Uniform Securities Agent State Law Examination
    2016-07-14
Other Names
  • Cody Taylor
  • Cody James Taylor
  • Cody J Taylor

View on SEC IAPD

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