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14155 N. 83 Ave #144, Peoria, AZ 85381 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2025-11-04 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Vanguard Group, Inc. | Scottsdale | AZ | 06/2016 | 08/2023 |
| Grigio Tempe Town Lake | Tempe | AZ | 12/2014 | 05/2016 |
| Arizona State University | Tempe | AZ | 08/2014 | 06/2016 |
| Equitable Advisors, Llc | New York | NY | 11/2023 | 02/2024 |
| Vanguard Advisers, Inc. | Scottsdale | AZ | 06/2016 | 08/2023 |
| Vanguard Marketing Corporation | Scottsdale | AZ | 06/2016 | 08/2023 |
| Unemployed | Scottsdale | AZ | 08/2023 | 11/2023 |
| Ameriprise Financial Services, Llc | Scottsdale | AZ | 02/2024 | 10/2024 |
| Unemployed | Scottsdale | AZ | 10/2024 | 12/2024 |
| Wilde Wealth Management | Scottsdale | AZ | 12/2024 | 06/2025 |
| Cetera Advisors Llc | St Cloud | MN | 12/2024 | 06/2025 |
| Cetera Investment Advisers Llc | Schaumburg | IL | 12/2024 | 06/2025 |
| Kingdom Financial Group, Llc | Peoria | AZ | 10/2025 | Present |
| Fullerton Financial Planning | Peoria | AZ | 10/2025 | Present |
| Unemployed | Scottsdale | AZ | 06/2025 | 10/2025 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-01-22 |
| S63 | Uniform Securities Agent State Law Examination | 2016-08-17 |
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