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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2025-07-15 |
| TX | RA | APPROVED | 2020-04-08 |
| FL | RA | APPROVED | 2019-10-23 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Florida State University | Tallahassee | FL | 07/2013 | 05/2017 |
| Axa Advisors, Llc | New York | NY | 06/2017 | 12/2017 |
| Morgan Stanley | Loveland | CO | 10/2019 | Present |
| Bank Of The West | Frisco | CO | 05/2018 | 07/2019 |
| Unemployed | Colorado | CO | 08/2019 | 09/2019 |
| Panera Bread | Littleton | CO | 01/2018 | 04/2018 |
| Morgan Stanley Private Bank, N.A. | New York | NY | 11/2019 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-10-03 |
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