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Vanguard Advisers, Inc. CRD 106715
$345B regulatory AUM 89,430 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
100 Vanguard Blvd, Malvern, PA 19355 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2019-12-03 |
| TX | RA | APPROVED_RES | 2019-12-02 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Vanguard Group, Inc. | Charlotte | NC | 06/2016 | Present |
| Lifewideawake Llc | Huntersville | NC | 04/2023 | Present |
| Vanguard Marketing Corporation | Charlotte | NC | 06/2016 | Present |
| Vanguard Advisers, Inc. | Charlotte | NC | 12/2019 | Present |
| Self-Employed | Huntersville | NC | 11/2025 | Present |
NAME OF BUSINESS: LIFEWIDEAWAKE, LLC NON-INVESTMENT-RELATED ADDRESS (City/State): HUNTERSVILLE, NC NATURE OF BUSINESS: SELLING AND PUBLISHING BOOKS POSITION: OWNER START DATE: 04/2023 APPROXIMATE HOURS PER MONTH: 5 NUMBER OF HOURS DURING TRADING HOURS: 0 DUTIES: SALES NAME OF BUSINESS: SELF-EMPLOYED NON-INVESTMENT-RELATED ADDRESS: HUNTERSVILLE, NC NATURE OF BUSINESS: AUTHOR POSITION: AUTHOR START DATE: 11/2025 APPROXIMATE HOURS/MONTH: 3 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: WRITING
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-11-25 |
| S63 | Uniform Securities Agent State Law Examination | 2016-08-31 |
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