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CRD 6661642
LPl Financial LLC CRD 6413
$819B regulatory AUM 209,600 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2025-10-30 |
| NY | RA | APPROVED | 2025-03-10 |
Branch Locations
150 Greaves Ln, Staten Island, NY 10308 • United States
4142 Hylan Blvd, Staten Island, NY 10308 • United States
5775 Amboy Rd, Staten Island, NY 10309 • United States
3277 Richmond Ave, Staten Island, NY 10312 • United States
3227 Richmond Ave, Staten Island, NY 10312 • United States
5775 Amboy Rd, Staten Island, NY 10309 • United States
2754 Hylan Blvd, Staten Island, NY 10306 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Garden State Securities, Inc. | Red Bank | NJ | 06/2016 | 11/2021 |
| Dutchman Brauhaus | Manahawkin | NJ | 06/2012 | 09/2016 |
| Ffp Wealth Management | Bayonne | NJ | 12/2021 | 03/2025 |
| Lpl Financial | Staten Island | NY | 03/2025 | Present |
1- 02/2025 / Northfield Investment Services / DBA for LPL Business (entity for LPL business) / INV RLTD / AT LOCATION
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-10-21 |
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