Lee D Rodriguez Mercado

Employer firm

T. Rowe Price Advisory Services, Inc. CRD 108958

$5.90B regulatory AUM

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers

T. Rowe Price Advisory Services, Inc.

4525 Painters Mills Road, Owings Mills, MD 21117 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2022-07-27
MD	RA	APPROVED	2022-07-07

FL RA
APPROVED

Since 2022-07-27
MD RA
APPROVED

Since 2022-07-07

Branch Locations

Sanford, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
T Rowe Price	Colorado Springs	CO	05/2016	05/2021
Robinhood Financial, Llc	Lake Mary	FL	05/2021	06/2022
T Rowe Price	Lake Mary	FL	06/2022	Present

05/2016 → 05/2021

T Rowe Price

Colorado Springs, CO
05/2021 → 06/2022

Robinhood Financial, Llc

Lake Mary, FL
06/2022 → Present

T Rowe Price

Lake Mary, FL

Previous Registrations

2017-12-14 → 2021-06-07

T. Rowe Price Advisory Services, Inc.

Colorado Springs, CO

Other Businesses

GLXY GAMING; NOT INVESTMENT RELATED; COLORADO SPRINGS,CO; VIDEO GAME AND MERCHANDISE SALES; 100% OWNER; 3/1/2018; VARYING HOURS PER MONTH, 0 DURING TRADING; MANAGE ALL BUSINESS OPERATIONS

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2017-12-13
S63	Uniform Securities Agent State Law Examination	2016-08-11

S66 Uniform Combined State Law Examination

2017-12-13
S63 Uniform Securities Agent State Law Examination

2016-08-11

Other Names

Lee Divie Rodriguez Mercado
Lee D Rodriguezmercado

View on SEC IAPD