Stephen Paul Piotte

Current Employers

Employment History

• 04/2003 → Present
  Piotte Enterprises Inc
  Acton, MA
• 06/2008 → 10/2019
  1St Global Capital Corp
  Acton, MA
• 06/2008 → 10/2019
  1St Global Advisors, Inc.
  Acton, MA
• 10/2017 → 04/2021
  H&R Block
  Acton, MA
• 10/2019 → 09/2025
  Avantax Investment Services, Inc.
  Acton, MA
• 10/2019 → 09/2025
  Avantax Advisory Services
  Acton, MA
• 11/2021 → Present
  Piotte Enterprises, Inc. Dba Constellation Financial And Wealth
  Stow, MA
• 02/2022 → Present
  Stephen Piotte Ea
  Salisbury, NC
• 09/2025 → Present
  Cetera Wealth Services, Llc
  Stow, MA
• 09/2025 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2019-10-25 → 2025-09-05
  Avantax Advisory Services
  Stow, MA
• 2008-10-28 → 2019-10-25
  1St Global Advisors Inc
  Acton, MA

Other Businesses

1) CONSTELLATION FINANCIAL & WEALTH MANAGEMENT SERVICES POSITION: CEO NATURE: FINANCIAL SERVICES INVESTMENT RELATED: Yes NUMBER OF HOURS: 180 SECURITIES TRADING HOURS: 160 START DATE: 10/01/2008 ADDRESS: Acton MA , United States DESCRIPTION: Provide financial services to clients. 2) CASTLE KEEP LLC POSITION: Single Member NATURE: No business. Just my own single member LLC I own the office condo in the name of INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 04/01/2004 ADDRESS: 179 Great Rd, Acton MA 01720, United States DESCRIPTION: move money for rent from the business account to the LLC account 3)PIOTTE ENTERPRISES, INC DBA CONSTELLATION FINANCIAL (FORMERLY PIOTTE ENTERPRISES INC DBA MANAGEMENT CONSULTING SERVICES) POSITION: CEO NATURE: Financial Advisor only INVESTMENT RELATED: Yes NUMBER OF HOURS: 100 SECURITIES TRADING HOURS: 100 START DATE: 04/01/2003 ADDRESS: 179 Great Road, Suite 210, Acton MA 01720, United States DESCRIPTION: Piotte Enterprises, Inc. is the incorporated entity which we conduct Wealth Management activities now that the tax business is being sold off 4) STEPHEN PIOTTE EA POSITION: Owner NATURE: Income Tax Preparation INVESTMENT RELATED: No NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 11/01/2022 ADDRESS: 132 Great Road, Suite 102, Stow MA 01775, United States DESCRIPTION: Preparer/Owner 5) KIPPINS CREATIONS POSITION: Assistant NATURE: My sister started a craft company and I am joint on her bank account so I can help her with bank and online management remotely INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 10/22/2023 ADDRESS: 1019 Bluegrass Drive, Groveland FL 34737, United States DESCRIPTION: I just watch her bank account and credit card activity because she is computer illiterate. But I am a joint account holder with her bank account.

Exams

• S66 Uniform Combined State Law Examination
  2008-10-10
• S63 Uniform Securities Agent State Law Examination
  2005-09-30