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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-06-04 |
| NY | RA | APPROVED | 2021-05-03 |
| TX | RA | APPROVED | 2018-05-23 |
Branch Locations
2029 Century Park East, Floor 37, Los Angeles, CA 90067 • United States
Los Angeles, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Compass Asset Management Group | Newburgh | NY | 06/2016 | 04/2017 |
| Umami Cafe | Croton-On-Hudson | NY | 05/2016 | 10/2016 |
| As You Wish Catering | Dover | NY | 05/2015 | 09/2016 |
| Jpmorgan Chase Bank Na | New York | NY | 05/2017 | Present |
| Jpmorgan Securities Llc | New York | NY | 05/2017 | Present |
Effective 6/15/2018 I will be an employee of both JPMorgan Securities and JPMorgan Bank. JPMorgan Bank offers a broad range of products and services nationwide. As an employee of JPMorgan Bank I will be able to offer certain bank products and services, including deposit and credit products.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-12-19 |
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