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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2026-07-02 |
| TX | RA | APPROVED | 2026-06-17 |
Branch Locations
500 S Main St Ste 500, Mooresville, NC 28115-3550 • United States
401 N Edgeworth St Ste A, Greensboro, NC 27401 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Nylife Securities Llc | Pittsburgh | PA | 05/2017 | 10/2019 |
| New York Life Insurance Co | Pittsburgh | PA | 06/2016 | 10/2019 |
| Nakama | Wexford | PA | 02/2016 | 10/2016 |
| Diesel | Pittsburgh | PA | 05/2017 | 09/2017 |
| Nakama | Pittsburgh | PA | 02/2018 | 08/2018 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Huntersville | NC | 11/2019 | 06/2026 |
| Bank Of America, N.A | Huntersville | NC | 01/2020 | 06/2026 |
| Ameriprise Financial Services Llc | Mooresville | NC | 06/2026 | Present |
| Red Buffalo Brewing Co. | Statesville | NC | 01/2020 | 04/2025 |
| The Cedar Stump Pub | Troutman | NC | 04/2025 | 05/2026 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-03-10 |
| S63 | Uniform Securities Agent State Law Examination | 2019-02-19 |
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