Michael Marietti

Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2020-02-18
IL	RA	APPROVED	2017-07-19

TX RA
APPROVED_RES

Since 2020-02-18
IL RA
APPROVED

Since 2017-07-19

Branch Locations

230 W Grand Ave, Chicago, IL 60654 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy Yes
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
National Securities Corp	Chicago	IL	11/2016	06/2017
National Securities Corp	Chicago	IL	06/2016	11/2016
J.P. Morgan Securities Llc	Chciago	IL	07/2017	Present
Jpmorgan Chase Bank, N.A.	Chicago	IL	07/2017	Present
Jbt Wealth Management	Chicago	IL	11/2016	06/2017

11/2016 → 06/2017

National Securities Corp

Chicago, IL
06/2016 → 11/2016

National Securities Corp

Chicago, IL
07/2017 → Present

J.P. Morgan Securities Llc

Chciago, IL
07/2017 → Present

Jpmorgan Chase Bank, N.A.

Chicago, IL
11/2016 → 06/2017

Jbt Wealth Management

Chicago, IL

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2017-02-10

S66 Uniform Combined State Law Examination

2017-02-10

Other Names

Mike Marietti
Michael P Marietti
Mike Patrick Marietti
Mike P Marietti
Michael Patrick Marietti

View on SEC IAPD

Employer firm

Current Employers

J.P. Morgan Securities Llc

Disclosures

Employment History

Exams

Other Names

Nearby Firms

Nearby Investors

Nearby Offices

Reviews