Thomas William Alpin

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2016 → 02/2019
  Jpmorgan Securities Llc
  Waterford, MI
• 05/2016 → 02/2019
  Jpmorgan Chase Bank
  Waterford, MI
• 09/2019 → 01/2020
  Verizon Wireless
  Lake Orion, MI
• 06/2019 → 07/2021
  Environmental Pest Control
  Oxford, MI
• 03/2019 → 05/2019
  Unemployed
  Lake Orion, MI
• 03/2020 → Present
  Genisys Credit Union
  Sterling Heights, MI
• 03/2020 → 12/2024
  Cetera Advisor Networks
  El Segundo, CA
• 01/2024 → 12/2024
  Cetera Investment Advisers
  Schaumburg, IL
• 12/2024 → Present
  Lpl Financial Llc
  Sterling Heights, MI

Previous Registrations

• 2024-01-18 → 2024-12-23
  Cetera Investment Advisers Llc
  Sterling Heights, MI
  Auburn Hills, MI
  Pontiac, MI
  Shelby Township, MI
  Grand Blanc, MI
  Fenton, MI
  Clio, MI
  Plymouth, MI
  Belleville, MI
  Marysville, MI
  Chesterfield, MI
  Vassar, MI
  Clinton Township, MI
  Shelby Township, MI

Other Businesses

1)11/21/2024 - Genisys Investment Services - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s)

Exams

• S65 Uniform Investment Adviser Law Examination
  2024-01-08
• S63 Uniform Securities Agent State Law Examination
  2016-07-27

Other Names

• Thomas William Alpin