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Employer firm

Capital Client Group, Inc. CRD 6247

Reported services (Item 5G)

  • RECOMMENDING AFFILIATE AS INVESTMENT ADVISER OF SMA ASSETS

From the firm’s Form ADV. Read the guides:

Current Employers
Capital Client Group, Inc.

333 South Hope Street 55Th Floor, Los Angeles, CA 90071-1406 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-05-06
  • CA RA
    APPROVED
    Since 2024-05-06

Branch Locations

400 S. Hope Street 20Th Floor, Los Angeles, CA 90071 • United States

399 Park Ave., 39Th Floor, New York, NY 10022 • United States

Mission Viejo, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Capital Group / American Funds Distributors, Inc. Los Angeles CA 02/2024 Present
Capital Group Companies Los Angeles CA 07/2017 02/2024
Trustees Of Boston University / Questrom School Of Boston, Ma Boston MA 08/2013 11/2017
Boston University Boston MA 09/2013 05/2017
  • 02/2024 → Present
    Capital Group / American Funds Distributors, Inc.
    Los Angeles, CA
  • 07/2017 → 02/2024
    Capital Group Companies
    Los Angeles, CA
  • 08/2013 → 11/2017
    Trustees Of Boston University / Questrom School Of Boston, Ma
    Boston, MA
  • 09/2013 → 05/2017
    Boston University
    Boston, MA
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2024-11-15
  • S63 Uniform Securities Agent State Law Examination
    2024-11-15
Designations
  • Chartered Financial Analyst
Other Names
  • Mason Wright Hodges

View on SEC IAPD

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