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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2021-03-09
  • FL RA
    APPROVED
    Since 2021-03-09

Branch Locations

1 Independent Drive 24Th Fl [F4-Rbo], Jacksonville, FL 32202 • United States

120 Front St, Ponte Vedra Beach, FL 32082 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc. Orange Park FL 06/2016 11/2016
Wells Fargo Bank Na Orange Park FL 08/2011 Present
Wells Fargo Clearing Services, Llc Orange Park FL 11/2016 Present
  • 06/2016 → 11/2016
    Wells Fargo Advisors, Llc.
    Orange Park, FL
  • 08/2011 → Present
    Wells Fargo Bank Na
    Orange Park, FL
  • 11/2016 → Present
    Orange Park, FL
Other Businesses

WILLIAM SONOMA; NOT INV. RELATED; JACKSONVILLE, FL; DESIGNER; INTERIOR DESIGN; START DATE 9/3/2024; 20 HOURS PER MONTH; 0 HOURS DURING BUSINESS HOURS; DUTIES: DESIGNER INTERIOR FOR HOMES.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-03-08
S63 Uniform Securities Agent State Law Examination 2016-08-16
  • S66 Uniform Combined State Law Examination
    2021-03-08
  • S63 Uniform Securities Agent State Law Examination
    2016-08-16
Other Names
  • Raelawn Dawson

View on SEC IAPD

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