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Current Employers
First Trust Advisors Lp

120 E. Liberty Drive Suite 400, Wheaton, IL 60187 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2019-12-10
  • IL RA
    APPROVED
    Since 2019-12-10

Branch Locations

Leesburg, VA • United States

120 E. Liberty Drive Suite 400, Wheaton, IL 60187 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Austin TX 06/2017 11/2019
Univeristy Of Texas At Austin Austin TX 08/2013 05/2017
Bank Of America, N.A. Austin TX 11/2017 11/2019
First Trust Portfolios L.P. Wheaton IL 11/2019 Present
First Trust Advisors L.P. Wheaton IL 11/2019 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-09-28
  • S66 Uniform Combined State Law Examination
    2017-09-28
Other Names
  • Blake A Mcwhirter
  • Blake Mcwhirter

View on SEC IAPD

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