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120 E. Liberty Drive Suite 400, Wheaton, IL 60187 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2019-12-10 |
Branch Locations
120 E. Liberty Drive Suite 400, Wheaton, IL 60187 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Austin | TX | 06/2017 | 11/2019 |
| Univeristy Of Texas At Austin | Austin | TX | 08/2013 | 05/2017 |
| Bank Of America, N.A. | Austin | TX | 11/2017 | 11/2019 |
| First Trust Portfolios L.P. | Wheaton | IL | 11/2019 | Present |
| First Trust Advisors L.P. | Wheaton | IL | 11/2019 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-09-28 |
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