Matthew Peterson

Employer firm

Prime Capital Financial CRD 288712

$39.1B regulatory AUM 1,816 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2018 → 02/2020
  Citi Private Bank
  Dallas, TX
• 02/2018 → 05/2018
  Unemployed
  Dallas, TX
• 05/2017 → 02/2018
  Mission Peak Capital
  Kansas City, MO
• 08/2016 → 05/2017
  Univeristy Of Kansas
  Lawrence, KS
• 02/2020 → 04/2020
  Unemployed
  Shawnee, KS
• 04/2020 → Present
  Private Client Services
  Springfield, MO
• 04/2020 → Present
  Prime Capital Investmet Advisors, Llc
  Overland Park, KS

Previous Registrations

• 2018-08-27 → 2020-03-09
  Citigroup Global Markets Inc.
  Dallas, TX
  Denver, CO

Other Businesses

1) PCRM, LLC doing business as Prime Capital Risk Management, investment-related, 6201 College Blvd., Suite 150, Overland Park, KS 66211, fixed-insurance products, insurance agent, sale and service of fixed insurance though non-affiliated IMO's. 1 hr/mo; 1 during trading hrs. 2)CHHSZ HOLDINGS, LLC, INVESTMENT-RELATED, 6201 COLLEGE BLVD SUITE #150, OVERLAND PARK, KS 66211, CHHSZ HOLDINGS, LLC IS A LIMITED LIABILITY COMPANY,"LLC" FORMED IN OCTOBER, 2019 UNDER THE LAWS OF THE STATE OF DELWARE. CHHSZ HOLDINGS, LLC IS THE SOLE OWNER OF PRIME CAPITAL INVESTMENT ADVISORS, LLC ("PCIA"), A FEDERALLY REGISTERED INVESTMENT ADVISER, MEMBER, <1 HOUR PER MONTH, <1 HOUR PER MONTH DURING TRADING HOURS, MEMBER PROVIDES PROFESSIONAL (INVESTMENT ADVISORY) SERVICES AS AN IAR OF PCIA.

Exams

• S66 Uniform Combined State Law Examination
  2018-08-24

Other Names

• Matthew Scott Peterson