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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2024-08-13 |
| TX | RA | APPROVED | 2024-05-23 |
| KS | RA | APPROVED | 2024-04-12 |
Branch Locations
Overland Park, KS • United States
4200 W 115Th St Ste 200, Leawood, KS 66211-2729 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Gwfs Equities, Inc. | Overland Park | KS | 07/2016 | 09/2016 |
| Ameriprise Financial Services | Leawood | KS | 01/2024 | 01/2024 |
| Cbiz Mhm, Llc | Kansas City | MO | 04/2017 | 01/2024 |
| Unemployed | Leawood | KS | 09/2016 | 04/2017 |
| Ameriprise Financial Services, Llc. | Leawood | KS | 01/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-04-12 |
| S63 | Uniform Securities Agent State Law Examination | 2016-07-22 |
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