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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-07-20 |
| CA | RA | APPROVED | 2023-07-18 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jp Morgan Securities Llc | Long Beach | CA | 05/2016 | 04/2019 |
| Jp Morgan Chase Bank | Long Beach | CA | 05/2016 | 04/2019 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Newport Beach | CA | 04/2019 | 06/2022 |
| Bank Of America, N.A. | Newport Beach | CA | 04/2019 | 06/2022 |
| Wells Fargo Bank, Na | Costa Mesa | CA | 06/2022 | 06/2023 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Brea | CA | 06/2023 | Present |
| Bank Of America N.A. | Brea | CA | 08/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-09-17 |
| S63 | Uniform Securities Agent State Law Examination | 2016-07-20 |
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