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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-02-03
AR RA APPROVED 2025-01-17
AK RA APPROVED 2025-01-15
AL RA APPROVED 2025-01-13
WA RA APPROVED 2025-01-02
  • TX RA
    APPROVED_RES
    Since 2025-02-03
  • AR RA
    APPROVED
    Since 2025-01-17
  • AK RA
    APPROVED
    Since 2025-01-15
  • AL RA
    APPROVED
    Since 2025-01-13
  • WA RA
    APPROVED
    Since 2025-01-02

Branch Locations

10400 Ne 4Th St Pbig - Bellevue Private Wealth, Bellevue, WA 98004 • United States

One Bryant Park, New York, NY 10036 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Boston MA 05/2016 08/2022
Tufts University Medford MA 09/2013 05/2017
Merrill Lynch, Pierce, Fenner & Smith Incorporated Boston MA 01/2019 06/2020
Merrill Lynch, Pierce, Fenner & Smith Incorporated Bellevue WA 11/2024 Present
Pando Capital Llc Seattle WA 08/2022 11/2023
Unemployed Seattle WA 11/2023 10/2024
Cambridge Science Corporation Cambridge MA 06/2020 04/2021
Unemployed Cambridge MA 04/2021 07/2021
Merrill Lynch, Pierce, Fenner & Smith Incorporated Boston MA 08/2021 07/2022
Bank Of America, N.A. Bellevue WA 02/2025 Present
Previous Registrations
Other Businesses

I*: 409928 Name of the other business The Gunnery Whether the business is investment-related No Address of the other business Washington CT Nature of the other business High School Title, or relationship with the other business Board Member, Committee Start date of your relationship 08/01/2018 Approximate number of hours/month you devote to the other business1 Number of hours you devote to the other business during securities trading hours 0 Duties relating to the other business I volunteer helping high school alumnus who are young professionals/college students. Main focus is resume building and career advice for entering professional workforce.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-12-30
  • S66 Uniform Combined State Law Examination
    2024-12-30

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