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Joshua James Pella

Charles Schwab & Co., Inc.

Omaha, NE

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
NE RA APPROVED 2022-09-15
  • NE RA
    APPROVED
    Since 2022-09-15

Branch Locations

200 S. 108 Ave, Omaha, NE 68154 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Td Ameritrade Omaha NE 05/2016 12/2022
Creighton University Omaha NE 08/2013 05/2017
Charles Schwab And Co., Inc. Omaha NE 12/2022 Present
  • 05/2016 → 12/2022
    Td Ameritrade
    Omaha, NE
  • 08/2013 → 05/2017
    Creighton University
    Omaha, NE
  • 12/2022 → Present
    Charles Schwab And Co., Inc.
    Omaha, NE
Previous Registrations
  • 2018-01-08 → 2022-10-14
    Td Ameritrade, Inc.
    Omaha, NE
  • 2018-01-08 → 2020-08-27
    Td Ameritrade Investment Management, Llc
    Omaha, NE
    Omaha, NE
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-01-03
S63 Uniform Securities Agent State Law Examination 2017-08-29
  • S66 Uniform Combined State Law Examination
    2018-01-03
  • S63 Uniform Securities Agent State Law Examination
    2017-08-29

View on SEC IAPD

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