Best Investors Account Sign in

James Spencer Mccririe

Wells Fargo Clearing Services, LLC

Folsom, CA

Sacramento, CA

Claim This Profile
Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-10-17
CA RA APPROVED 2020-11-30
  • TX RA
    APPROVED_RES
    Since 2025-10-17
  • CA RA
    APPROVED
    Since 2020-11-30

Branch Locations

1113 E Bidwell St, Folsom, CA 95630 • United States

400 Capitol Mall Ste 1700 [Nm-Rbo], Sacramento, CA 95814 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Auburn CA 05/2016 11/2016
Wells Fargo Bank, Na Folsom CA 08/2015 Present
Wells Fargo Clearing Services, Llc Folsom CA 11/2016 Present
  • 05/2016 → 11/2016
    Wells Fargo Advisors Llc
    Auburn, CA
  • 08/2015 → Present
    Wells Fargo Bank, Na
    Folsom, CA
  • 11/2016 → Present
    Wells Fargo Clearing Services, Llc
    Folsom, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-11-28
S63 Uniform Securities Agent State Law Examination 2016-08-16
  • S65 Uniform Investment Adviser Law Examination
    2020-11-28
  • S63 Uniform Securities Agent State Law Examination
    2016-08-16
Other Names
  • James Mccririe

View on SEC IAPD

Other Firms

U.S. BANCORP ADVISORS, LLC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
J.P. MORGAN SECURITIES LLC
MONETA VENTURES, LLC
STATE FARM INVESTMENT MANAGEMENT CORP.
LPL FINANCIAL LLC
MATHEWS CAPITAL MANAGEMENT
COMMONWEALTH FINANCIAL NETWORK

Other Investors

Katie Louise Latour
Harold Kuk Rhee
Edwin Shanil Kumar
ERIKA PANDY
JOEL PATRICK DUCORE
GREGORY CURTIS JUNG
JAIME ELIZABETH BARRETTA
DWAINE HAROLD BAASCH

Other Offices

U.S. BANCORP ADVISORS, LLC · Folsom, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · FOLSOM, CA
J.P. MORGAN SECURITIES LLC · FOLSOM, CA
MONETA VENTURES, LLC · FOLSOM, CA
STATE FARM INVESTMENT MANAGEMENT CORP. · Folsom, CA
LPL FINANCIAL LLC · FOLSOM, CA
LPL FINANCIAL LLC · FOLSOM, CA
LPL FINANCIAL LLC · FOLSOM, CA

More in Folsom, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor