Christian Richard Rickenbach Loubriel

Employer firm

Popular Securities, LLC CRD 8096

$2.62B regulatory AUM 36 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (pooled vehicles)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Popular Securities, Llc

Popular Center, 208 Ponce De Leon Suite 1200, Hato Rey, PR 00918 • United States

Current Registrations

Authority	Category	Status	Date
VI	RA	APPROVED	2017-05-01
PR	RA	APPROVED	2013-06-13

VI RA
APPROVED

Since 2017-05-01
PR RA
APPROVED

Since 2013-06-13

Branch Locations

208 Ponce De Leon Ave Popular Center Suite 1200, San Juan, PR 00918 • United States

196 Altona & Welgunst Charlotte Amalie, St. Thomas, VI 00802 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Popular Securities, Inc.	San Juan	PR	05/2004	Present

05/2004 → Present

Popular Securities, Inc.

San Juan, PR

Other Businesses

Quinta La Marcela, LLC - Hours: 0-5 - Compensation: None - Non Investment Related - Personal Real Estate - Start Date: 04/23/2024

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2007-09-28
S63	Uniform Securities Agent State Law Examination	1998-12-22

S66 Uniform Combined State Law Examination

2007-09-28
S63 Uniform Securities Agent State Law Examination

1998-12-22

Other Names

Chris Rickenbach
Rico Rickenbach
Christian Richard Rickenbach

View on SEC IAPD