Charles Wesley Devoe

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2016 → 07/2019
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Austin, TX
• 10/2016 → 07/2019
  Bank Of America, N.A.
  Austin, TX
• 07/2019 → 05/2022
  Raymond James Financial Services, Inc.
  Austin, TX
• 07/2019 → 06/2025
  Steward Partners Global Advisory, Llc
  Austin, TX
• 07/2019 → 06/2025
  Steward Partners Investment Advisory, Llc
  Austin, TX
• 05/2022 → 06/2025
  Steward Partners Investment Solutions, Llc
  Austin, TX
• 06/2025 → Present
  Lpl Financial
  Dripping Springs, TX

Previous Registrations

• 2019-07-29 → 2025-07-02
  Steward Partners Investment Advisory, Llc
  Stamford, CT
  Austin, TX
  Dripping Springs, TX
• 2016-09-30 → 2019-07-29
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Austin, TX
  Austin, TX

Other Businesses

1) 07/17/2025 - Devoe Financial Consulting PLLC - Not Investment Related - Business Entity For Tax/Investment Purposes Only - Houston, TX - Start Date:06/24/2025 - 1 Hrs/Mth - 0 Hrs During Trading.

Exams

• S66 Uniform Combined State Law Examination
  2016-09-29

Other Names

• Charles Wesley Devoe
• Wes Devoe