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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2019-11-13 |
| CA | RA | APPROVED | 2016-09-14 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | San Jose | CA | 05/2016 | Present |
| Bank Of America, N.A. | San Jose | CA | 08/2016 | Present |
I*95202 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: RENTAL HOME -2 INVESTMENT RELATED: N ADDRESS OF BUSINESS: SOUTH LAKE TAHOE, CALIFORNIA 94087 NATURE OF BUSINESS: FAMILY BUSINESS, POSITION, TITLE, ASSOCIATION: OWNER, START DATE OF RELATIONSHIP: 12/13/2009 NUMBER OF HOURS DEVOTED: 5 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: MANAGE BOOKINGS AND TAKE PAYMENTS I*951446 For profit or not for profit: Name of outside business organization: Rental Property 3 Investment related: N Address of business: Celina, Texas, 75009 Nature of business: Position, title, association: Co-owner with other family members, Start date of relationship: 6/1/2022 Number of hours devoted: 2 hour(s) Yearly Number of hours devoted during trading hours: 0 I*951447 For profit or not for profit: Name of outside business organization: Rental Property 4 Investment related: N Address of business: mckinney, Texas, 75071 Nature of business: Position, title, association: Co-owner with other family members, Start date of relationship: 1/29/2021 Number of hours devoted: 2 hour(s) Yearly Number of hours devoted during trading hours: 0 I*951448 For profit or not for profit: Name of outside business organization: Rental Property 5 Investment related: N Address of business: Mckinney, Texas, 95070 Nature of business: Position, title, association: Co-owner with other family members, Start date of relationship: 6/1/2021 Number of hours devoted: 2 hour(s) Yearly Number of hours devoted during trading hours: 0
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-09-13 |
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