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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-11-13
CA RA APPROVED 2016-09-14
  • TX RA
    APPROVED_RES
    Since 2019-11-13
  • CA RA
    APPROVED
    Since 2016-09-14

Branch Locations

560 S Winchester Blvd, San Jose, CA 95128 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated San Jose CA 05/2016 Present
Bank Of America, N.A. San Jose CA 08/2016 Present
Other Businesses

I*95202 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: RENTAL HOME -2 INVESTMENT RELATED: N ADDRESS OF BUSINESS: SOUTH LAKE TAHOE, CALIFORNIA 94087 NATURE OF BUSINESS: FAMILY BUSINESS, POSITION, TITLE, ASSOCIATION: OWNER, START DATE OF RELATIONSHIP: 12/13/2009 NUMBER OF HOURS DEVOTED: 5 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: MANAGE BOOKINGS AND TAKE PAYMENTS I*951446 For profit or not for profit: Name of outside business organization: Rental Property 3 Investment related: N Address of business: Celina, Texas, 75009 Nature of business: Position, title, association: Co-owner with other family members, Start date of relationship: 6/1/2022 Number of hours devoted: 2 hour(s) Yearly Number of hours devoted during trading hours: 0 I*951447 For profit or not for profit: Name of outside business organization: Rental Property 4 Investment related: N Address of business: mckinney, Texas, 75071 Nature of business: Position, title, association: Co-owner with other family members, Start date of relationship: 1/29/2021 Number of hours devoted: 2 hour(s) Yearly Number of hours devoted during trading hours: 0 I*951448 For profit or not for profit: Name of outside business organization: Rental Property 5 Investment related: N Address of business: Mckinney, Texas, 95070 Nature of business: Position, title, association: Co-owner with other family members, Start date of relationship: 6/1/2021 Number of hours devoted: 2 hour(s) Yearly Number of hours devoted during trading hours: 0

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-09-13
  • S66 Uniform Combined State Law Examination
    2016-09-13
Other Names
  • Namrata Baisiwala

View on SEC IAPD

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