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Current Employers
Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

AuthorityCategoryStatusDate
AR RA APPROVED 2026-03-02
MN RA APPROVED 2024-12-17
  • AR RA
    APPROVED
    Since 2026-03-02
  • MN RA
    APPROVED
    Since 2024-12-17

Branch Locations

Two Meridian Crossings Suite 450, Minneapolis, MN 55423 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Life Insurance Company Milwaukee WI 08/2016 10/2024
College Pro Painters Minneapolis MN 03/2012 08/2016
Northwestern Mutual Investment Services Llc Minneapolis MN 08/2016 10/2024
Northwestern Mutual Wealth Management Company Milwaukee WI 05/2017 10/2024
Equitable Advisors, Llc New York NY 12/2024 Present
Unemployed Eden Prairie MN 11/2024 12/2024
  • 08/2016 → 10/2024
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 03/2012 → 08/2016
    College Pro Painters
    Minneapolis, MN
  • 08/2016 → 10/2024
    Northwestern Mutual Investment Services Llc
    Minneapolis, MN
  • 05/2017 → 10/2024
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
  • 12/2024 → Present
    New York, NY
  • 11/2024 → 12/2024
    Unemployed
    Eden Prairie, MN
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-12-11
S63 Uniform Securities Agent State Law Examination 2016-09-17
  • S66 Uniform Combined State Law Examination
    2024-12-11
  • S63 Uniform Securities Agent State Law Examination
    2016-09-17
Other Names
  • Dan Schmid

View on SEC IAPD

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