Patrick Doyle Erfort

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2020-07-14
IL	RA	APPROVED	2017-03-01

TX RA
APPROVED_RES

Since 2020-07-14
IL RA
APPROVED

Since 2017-03-01

Branch Locations

1 North Wacker Drive 32Nd & 33Rd, Chicago, IL 60606 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services	Chicago	IL	08/2016	02/2020
Ubs Financial Services	Chicago	IL	02/2020	Present

08/2016 → 02/2020

Ubs Financial Services

Chicago, IL
02/2020 → Present

Ubs Financial Services

Chicago, IL

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2016-12-16

S66 Uniform Combined State Law Examination

2016-12-16

Designations

Chartered Financial Analyst

View on SEC IAPD

Employer firm

Current Employers

Ubs Financial Services Inc.

Disclosures

Employment History

Exams

Designations

Nearby Firms

Nearby Investors

Nearby Offices

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