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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MD | RA | APPROVED | 2018-04-12 |
| TX | RA | APPROVED | 2018-04-11 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| T. Rowe Price Investment Services, Inc. | 4515 Painters Mill Rd, Owings Mills, Md 21117 | MD | 05/2016 | 02/2018 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Hunt Valley | MD | 02/2018 | Present |
| Bank Of America, N.A. | Hunt Valley | MD | 04/2018 | Present |
I*7069 / 501831 For profit or not for profit: Name of outside business organization: Gaurika Sood Investment related: N Address of business: columbia, Maryland, 21044 Nature of business: Position, title, association: Co-owner with other family members, Start date of relationship: 1/1/2020 Number of hours devoted: 0 hour(s) Monthly
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-04-10 |
| S63 | Uniform Securities Agent State Law Examination | 2016-09-15 |
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