Best Investors
Account
Sign in
120 E. Liberty Drive Suite 400, Wheaton, IL 60187 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2022-06-13 |
| TX | RA | APPROVED | 2022-06-13 |
Branch Locations
120 E. Liberty Drive Suite 400, Wheaton, IL 60187 • United States
Ibc Building 500 West 5Th Street, 8Th Floor, Austin, TX 78701 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Prosperity Bank | Lubbock | TX | 02/2016 | 12/2016 |
| Cetera Investment Services Llc | Lubbock | TX | 05/2016 | 12/2016 |
| Raymond James Financial Services, Inc. | Austin | TX | 12/2016 | 02/2019 |
| Raymond James Financial Services Advisors Inc. | Austin | TX | 06/2017 | 02/2019 |
| Prosperity Bank | Austin | TX | 02/2016 | 02/2019 |
| First Trust Portfolios L.P. | Wheaton | IL | 03/2019 | 03/2021 |
| First Trust Advisors L.P. | Wheaton | IL | 03/2019 | 03/2021 |
| Cetera Investment Services Llc | St Cloud | MN | 03/2021 | 06/2022 |
| Cetera Investment Advisers Llc | New Braunfels | TX | 03/2021 | 06/2022 |
| First Trust Portfolios L.P. | Wheaton | IL | 06/2022 | Present |
| First Trust Advisors L.P. | Wheaton | IL | 06/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-06-07 |
| S63 | Uniform Securities Agent State Law Examination | 2016-11-08 |
Reach out to this advisor