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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-05-20 |
| MO | RA | APPROVED | 2024-03-21 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| William Jewell College | Liberty | MO | 01/2012 | 05/2017 |
| Tech Mahindra Network Services International Inc. | Overland Park | KS | 05/2017 | 10/2017 |
| Enterprise Rent A Car | Liberty | MO | 05/2017 | 10/2017 |
| Amply Media | Kansas City | MO | 08/2018 | 04/2021 |
| Spencer Financial Services Inc. | Liberty | MO | 04/2022 | Present |
| Cetera Advisors | St Cloud | MN | 04/2021 | 04/2022 |
| Cetera Advisors Llc | St Cloud | MN | 04/2022 | Present |
| Unemployed | Kansas City | MO | 10/2017 | 08/2018 |
| Cetera Investment Advisers Llc | Schaumburg | IL | 03/2024 | Present |
1. NAME OF OTHER BUSINESS: SPENCER FINANCIAL SERVICES INC., INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 04/2022, POSITION/TITLE/RELATIONSHIP: OPERATIONS TEAM ASSOCIATE, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-07-01 |
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