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LPl Financial LLC CRD 6413
$819B regulatory AUM 209,600 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MD | RA | APPROVED | 2021-06-09 |
Branch Locations
301 Mission Blvd, Ste 1111, Baltimore, MD 21230 • United States
6707 Ritchie Hwy, Glen Burnie, MD 21061 • United States
3470 Annapolis Rd., Baltimore, MD 21227 • United States
6314 Ritchie Hwy, Glen Burnie, MD 21061 • United States
1111 Light Street, Baltimore, MD 21230 • United States
1725 Whetstone Way, Baltimore, MD 21230 • United States
123 N Crain Hwy. Ste. A, Glen Burnie, MD 21061 • United States
3401 Eastern Ave, Baltimore, MD 21224 • United States
Linthicum, MD • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| M&T Securities | Nottingham | MD | 05/2016 | Present |
| M&T Bank | Nottingham | MD | 04/2011 | 05/2019 |
| Lpl Financial Llc | Baltimore | MD | 06/2021 | Present |
1- 04/22/2021 - Wilmington Advisors @ M&T - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s)
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-08-30 |
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