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James Christian Hack

Raymond James & Associates, Inc.

Deer Park, IL

Charlotte, NC

CRD 6657399

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Employer firm

Raymond James & Associates, Inc. CRD 705

$501B regulatory AUM 2,231 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2021-08-20
  • NC RA
    APPROVED
    Since 2021-08-20

Branch Locations

21925 W. Field Parkway, Suite 206, Deer Park, IL 60010 • United States

Charlotte, NC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
University Of Iowa Ets Iowa City IA 02/2015 03/2017
Ubs Financial Services Inc. Charlotte NC 01/2018 08/2021
Unemployed Kildeer IL 03/2017 01/2018
Raymond James & Associates, Inc Charlotte NC 08/2021 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-03-29
  • S66 Uniform Combined State Law Examination
    2018-03-29
Designations
  • Certified Financial Planner
Other Names
  • James Christian Hack
  • James Hack

View on SEC IAPD

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Nearby Offices

CITIGROUP ALTERNATIVE INVESTMENTS LLC · NEW YORK, NY
CITIGROUP GLOBAL MARKETS INC. · NEW YORK, NY
CITIGROUP GLOBAL MARKETS INC. · New York, NY

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